0001123292-14-000427.txt : 20140414 0001123292-14-000427.hdr.sgml : 20140414 20140414142735 ACCESSION NUMBER: 0001123292-14-000427 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20140414 DATE AS OF CHANGE: 20140414 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SAExploration Holdings, Inc. CENTRAL INDEX KEY: 0001514732 STANDARD INDUSTRIAL CLASSIFICATION: OIL AND GAS FIELD EXPLORATION SERVICES [1382] IRS NUMBER: 274867100 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-86303 FILM NUMBER: 14762231 BUSINESS ADDRESS: STREET 1: 1160 DAIRY ASHFORD RD. STREET 2: SUITE 160 CITY: HOUSTON STATE: TX ZIP: 77079 BUSINESS PHONE: 281-258-4400 MAIL ADDRESS: STREET 1: 1160 DAIRY ASHFORD RD. STREET 2: SUITE 160 CITY: HOUSTON STATE: TX ZIP: 77079 FORMER COMPANY: FORMER CONFORMED NAME: Trio Merger Corp. DATE OF NAME CHANGE: 20110307 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: PECORA JOHN P CENTRAL INDEX KEY: 0001279095 FILING VALUES: FORM TYPE: SC 13G/A MAIL ADDRESS: STREET 1: 130 MONTADALE DRIVE CITY: PRINCETON STATE: NJ ZIP: 08540 SC 13G/A 1 pecora13ga-04142014.htm SCHEDULE 13G/A pecora13ga-04142014.htm
 
 
UNITED STATES

SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

  Schedule 13G

(Rule 13d-102)
 
 
Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and
Amendments Thereto Filed Pursuant to Rule 13d-2(b)
(Amendment No. 2)*

 
SAExploration Holdings, Inc. 
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)
 
78636X105
(CUSIP Number)
 
April 9, 2014
(Date of Event which Requires Filing of this Statement)

 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
       
o    Rule 13d-1(b)  
       
x    Rule 13d-1(c)  
       
o    Rule 13d-1(d)  
       
       
 
 
__________________
*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 
 
 
 
 
 
 
 CUSIP No.  78636X105  13G  
 
1 NAMES OF REPORTING PERSONS  
       
   
John P. Pecora
  
       
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) x
      (b) o
       
3 SEC USE ONLY
   
4 CITIZENSHIP OR PLACE OF ORGANIZATION  
     
   
United States
  
     
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
 5 SOLE VOTING POWER  
     
   
1,624,734
  
     
6 SHARED VOTING POWER  
     
   
-0-
  
     
7 SOLE DISPOSITIVE POWER  
     
   
1,624,734
  
     
8 SHARED DISPOSITIVE POWER  
     
   
-0-
  
           
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON  
     
   
1,624,734
  
     
10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* o
     
       
11 PERCENT OF CLASS REPRESENTED IN ROW (9)  
     
    10.9%1  
     
12 TYPE OF REPORTING PERSON*  
     
    IN  
     
 
* SEE INSTRUCTIONS BEFORE FILLING OUT.
 
 1
The percentage used above is calculated based on 14,870,549 shares of Common Stock outstanding as of March 31, 2014 as disclosed in the Company’s Form 10-K filed with the Securities and Exchange Commission on April 03, 2014.
 
 
 
 
 
 
 
 CUSIP No.  78636X105  13G  
 
Item 1(a)
Name of Issuer:
   
 
The name of the issuer is SAExploration Holdings, Inc.  (the “Company”). 
   
Item 1(b)
Address of Issuer’s Principal Executive Offices:
   
 
The Company's principal executive office is located at 3333 8th Street SE, 3rd Floor, Calgary, Alberta, T2G 34A.
   
Item 2(a)
Name of Person Filing:
   
 
This Schedule 13G is being filed by John P. Pecora (the “Reporting Person”).
   
Item 2(b)
Address of Principal Business Office or, if none, Residence:
   
 
The address of the principal business office of the Reporting Person is 130 Montadale Drive, Princeton, New Jersey 08540.
   
Item 2(c)
 Citizenship:
   
 
The Reporting Person is a citizen of the United States.
   
Item 2(d)
 Title of Class of Securities:
   
  Common Stock
   
Item 2(e)
 CUSIP No.:
   
 
78636X105
   
Item 3
 If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:
   
  Not applicable.
   
Item 4
 Ownership:
   
  (a)   Amount beneficially owned:  1,624,734
   
  (b)  Percent of class:  10.9%
   
  (c)   Number of shares as to which such person has:
   
        (i)   Sole power to vote or direct the vote:  1,624,734
   
        (ii)  Shared power to vote or direct the vote:  -0-
   
       (iii)  Sole power to dispose or direct the disposition:  1,624,734
   
       (iv)  Shared power to dispose or direct the disposition:  -0-
 
Item 5
Ownership of Five Percent or Less of a Class:
   
 
If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
   
Item 6
Ownership of More Than Five Percent on Behalf of Another Person:
   
 
Not applicable.
   
Item 7
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person:
   
 
Not applicable.
   
Item 8
Identification and Classification of Members of the Group:
   
 
Not applicable.
   
Item 9
Notice of Dissolution of Group:
   
 
Not applicable.
   
Item 10
Certification:
   
 
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as participant in any transaction having that purpose or effect.
   
 
     
 
 
 
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
Date: April 14, 2014
 
 
       /s/ John P. Pecora  
       John P. Pecora